Privacy and Legal


Use of Archford Capital sites

The Archford Capital sites are intended only for your personal, non-commercial use, unless you and Archford Capital Strategies have agreed otherwise in writing.



Archford Capital Strategies sites & Companies

Archford Capital Strategies, LLC is the parent company of various Archford entities. Some of these entities are financial services companies that may be registered under federal or state laws.



Mutual Funds & Variable Annuities

Before investing, consider the investment objectives, risks, charges and expenses of the fund or annuity and its investment options. Contact Archford for a prospectus containing this information. Read it carefully.



An investment in a money market fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the fund.



Information For Foreign Investors

The Archford Capital Strategies sites are intended to be made available only to persons in the United States, and the information on this web site is only for such persons. Nothing on the Archford sites shall be considered a solicitation to buy or an offer to sell a security, or any other product or service, to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction.



No Investment Recommendations Or Professional Advice

Generally, the Archford sites are not intended to provide tax, legal, insurance or investment advice, and nothing on the Archford sites should be construed as an offer to sell, a solicitation of an offer to buy, or a recommendation for any security by Archford or any third party. However, certain tools available on the Archford sites may be deemed to provide general investment advice within the meaning of the securities laws based upon our client's personalized input. You alone are solely responsible for determining whether any investment, security or strategy, or any other product or service, is appropriate or suitable for you or your clients based on his or her investment objectives and personal and financial situation. You should consult with your financial advisor, attorney, or tax professional regarding your specific legal or tax situation.



Copyright Policy, Linking Policy & Trademarks

The Archford sites are protected by applicable copyright laws. Accordingly, you may not copy, distribute, modify, post or frame-in the Archford sites, including any text, graphics, video, audio, software code, user interface design or logos.



Unless you and Archford have agreed otherwise, links from another web site to a Archford Site must resolve to the top-level homepage of a Archford domain (www.archfordcapital.com).



In order to avoid confusion if you do link from another web site to a Archford top-level homepage, your web site, and the link itself, may not suggest that Archford endorses, sponsors or is affiliated with any non-Archford web site, entity, service or product, and may not make use of any Archford trademarks or service marks other than those contained within the text of the link.



All trademarks and service marks on the Archford sites belong to Archford Capital Strategies, LLC or an affiliate, except third-party trademarks and service marks, which are the property of their respective owners.



If you believe that your work has been copied in a way that constitutes copyright infringement, please provide Archford with the following information:



1. A physical or electronic signature of a person authorized to act on behalf of the owner of the copyright allegedly infringed;

2. A description of the copyrighted work that you claim has been infringed, or, if multiple copyrighted works are the subject of a single notice, a representative list of such works;

3. An identification of the allegedly infringing material, and a description of where that material is located on the Archford sites;

4. Your address, telephone number, and email address;

5. A statement by you that you have a good faith belief that use of the disputed material in the manner complained of is not authorized by the copyright owner, its agent, or the law;

6. A statement by you, made under penalty of perjury, that the information you provide in your notice is accurate and that you are the owner of the allegedly infringed copyright, or that you are authorized to act on behalf of the copyright owner.



Any and all official complaints should be directed to info@archfordcapital.com



IMPORTANT DISCLOSURE INFORMATION

Archford Capital Strategies (“Archford”) is an SEC registered investment adviser located in St. Louis, MO. Archford and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Archford maintains clients. Archford may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Archford Capital’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Archford Capital’s web site on the Internet should not be construed by any consumer and/or prospective client as Archford Capital’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Archford with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Source, please contact the SEC or the state securities regulators for those states in which Archford maintains a notice filing. A copy of Archford Capital’s current written disclosure statement discussing Archford Capital’s business operations, services, and fees is available from Archford upon written request. Archford does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Archford web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.



Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC

Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211.

Investments through PKS or RIA are: NOT FDIC INSURED and NOT BANK GUARANTEED and MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL and NOT INSURED BY ANY STATE OR FEDERAL AGENCY.


 

Pershing Advisor Solutions LLC, member FINRA, SIPC, is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Clearing, custody or other brokerage services may be provided by Pershing LLC, member FINRA, NYSE, SIPC, also a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing Advisor Solutions relies on its affiliate Pershing LLC to provide execution services. Trademark(s) belong to their respective owners.



Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Source), will be profitable or equal any historical performance level(s).



Certain portions of Archford Capital’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Archford (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Archford or from any other investment professional. Archford is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.



Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Archford is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Archford by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.



To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Archford Capital’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Source, or from any other investment professional.



Each client and prospective client agrees, as a condition precedent to his/her/its access to Archford Capital’s  web site, to release and hold harmless Source, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Archford Capital.